Our people

Our services are delivered by skilled investment professionals and we continue to grow our business through the reputation of our people.

Our investment managers, pensions and financial planners, and tax and legal specialists are listed below as well as our Board and Executive team. Alternatively, please call 020 7399 0000 to arrange to speak to one of our team.

Mark Nicholls

Rathbone Brothers Plc - Chairman
Mark Nicholls
Rathbone Brothers Plc - Chairman

Mark is a lawyer and corporate financier and was appointed as chairman at our 2011 AGM. After studying law at Cambridge, he qualified as a solicitor at Linklaters before joining S G Warburg in 1976. He became a director in 1984 and head of investment banking in 1994. In 1996 he joined Royal Bank of Scotland and became head of their private equity group, leaving in 2003 to pursue a plural career.

He is currently chairman of the West Bromwich Building Society. He is considered to be independent.

Paul Stockton

Rathbone Brothers Plc - Chief executive
Paul Stockton
Rathbone Brothers Plc - Chief executive

Paul became chief executive of Rathbone Brothers Plc in May 2019. Prior to this, he was group finance director from 2008 to 2018 and managing director of Rathbone Investment Management from May 2018. He qualified as a Chartered Accountant with PriceWaterhouse in 1992. In 1999 he joined Old Mutual Plc as group financial controller, becoming director of finance in 2001 and finance director of Gerrard Limited eight months later. Two years after the sale of Gerrard in 2005 he left to work initially for Euroclear and, subsequently, as a divisional finance director of the Phoenix Group. He was formerly a non-executive director of the Financial Services Compensation Scheme.

Jennifer Mathias

Rathbone Brothers Plc - Finance director
Jennifer Mathias
Rathbone Brothers Plc - Finance director

Jennifer was appointed to the board on 1 April 2019. 

She was previously at EFG Private Bank (UK), where she was chief finance officer and deputy chief executive officer since 2015.  Prior to this position, Jennifer was global chief finance officer at Coutts and has held various senior finance positions at Lloyds Banking Group over a 16 year period. 

With Jennifer’s extensive experience in the wealth management and private banking sectors, she will make a significant contribution to the delivery of the company’s strategic plans and brings qualities that will be complementary to the management team at Rathbones.

Sarah Gentleman

Rathbone Brothers Plc - Non-executive director
Sarah Gentleman
Rathbone Brothers Plc - Non-executive director

Sarah was appointed as a non-executive director in 2015 and chair of the Remuneration Committee in June 2017. She started her career as a consultant at McKinsey and Company and then worked for several years in the telecoms and digital sectors, latterly as chief financial officer of the LCR Telecom Group. In 1999, she joined the internet bank Egg, the internet banking subsidiary of Prudential, where she was responsible for business development and strategy. In 2005, she joined Sanford C. Bernstein & Co, the institutional research and trading arm of Alliance Bernstein as a banking analyst covering the European banking sector. Sarah graduated from Cambridge with a degree in Natural Sciences and also has an MBA from INSEAD.

Terri Duhon

Rathbone Brothers Plc - Non-executive director
Terri Duhon
Rathbone Brothers Plc - Non-executive director

Terri was appointed non-executive director in 2018. She is also the non-executive chair of Morgan Stanley Investment Management for the EMEA business, on the board of Morgan Stanley International as a non-executive director where she chairs the Risk Committee, an Associate Fellow at The Said Business School at Oxford University, on the MIT Corporation Visiting Committee and a motivational speaker for Speakers for Schools. 

After graduating from MIT in Math, she started her career at JPMorgan and spent 10 years working as a derivative trader.  Later she became an entrepreneur and started several businesses.  She has been on the board of CHAPS Co, the board of Operation Smile and was a founding member of the Women’s Leadership Group for the Prince’s Trust.  She is the author of How the Trading Floor Really Works.    

James Dean

Rathbone Brothers Plc - Non-executive director
James Dean
Rathbone Brothers Plc - Non-executive director

James was appointed as a non-executive director in 2013 and chair of the Audit Committee in 2014. He is a Chartered Accountant with over 30 years’ experience working in financial services. James worked in a variety of roles at Ernst & Young over a period of 14 years, including holding the position of managing partner for the UK Financial Services Audit Practice for four years.

He is currently chairman of The Stafford Railway Building Society.

Jim Pettigrew

Rathbone Brothers Plc - Non executive director
Jim Pettigrew
Rathbone Brothers Plc - Non executive director

Jim was appointed as a non-executive director at our 2017 AGM and our senior independent director in August 2017. He is chairman of CYBG PLC, Scottish Financial Enterprise and RBC (Europe) Ltd, and a non-executive director of Miton Group Plc. He is a Chartered Accountant and was formerly chief executive officer of CMC Markets UK plc, chief operating officer of Ashmore Group plc and group finance director of ICAP plc. He previously held a senior independent director role at Crest Nicholson Holdings Plc and a chairman role at The Edinburgh Investment Trust plc.  He was formerly a non-executive director at Aberdeen Asset Management plc, AON UK Ltd, Hermes Fund Managers Ltd and past president of the Institute of Chartered Accountants of Scotland.

Colin Clark

Rathbone Brothers Plc - Non-executive director
Colin Clark
Rathbone Brothers Plc - Non-executive director

Colin was appointed as a non-executive director in October 2018.  He was at Mercury Asset Management and Merrill Lynch Investment Managers for over 20 years and then was appointed a non-executive director at Standard Life Investments in 2004. In 2005, Colin took on NED roles with Alpha Strategic Plc, and with the Royal Marsden NHS Foundation Trust. Colin was appointed an executive director of Standard Life Investments in 2010 and subsequently appointed to the Standard Life Plc board as an executive director with responsibility for the Global Client Group. He retired from this position in 2017.

Colin is currently a non-executive director of AXA Investment Managers SA, chairman of AXA Investment Managers UK board, and was recently appointed as a chairman of Merchants Trust Plc.

Aaron McLoughlin

Senior financial planner
Aaron Mcloughlin headshot - Rathbone Investment Management
Aaron McLoughlin
Senior financial planner

Aaron is a senior financial planner in London with over 10 years of experience in Financial Services, and has joined Rathbones from Kleinwort Benson, where he was head of financial planning. Prior to this he worked with the financial planning team at Lloyds Private Bank covering their London Mayfair office.

Aaron is a Chartered Financial Planner, a Fellow of the Personal Finance Society, and is a qualified Trust and Estate Practitioner, with a specialist qualification in UK Tax Planning for International Clients, from The Society for Trusts and Estate Planning (STEP).

Aaron has significant experience in providing holistic financial advice to individuals, corporates, and trustees. He helps clients across a broad range of areas including protecting their wealth, retirement planning, investment structuring, and has a particular interest in advising on complex tax and succession planning.

Abigail Parker

Client service executive - Rathbone Greenbank Investments
Abigail Parker
Client service executive - Rathbone Greenbank Investments

Abigail joined Rathbone Greenbank in 2018. She started her career with Computershare Investor Services in 2011 working in the correspondence and then gilts & structured product teams. Abigail specialised as a dividend officer at Computershare from 2016 paying dividends for a number of FTSE 100 clients.

Adam Drummond

Investment director
Adam Drummond headshot
Adam Drummond
Investment director

Adam is an investment director and manages investment portfolios for clients ranging from individuals and families to trusts, pension funds and charitable organisations. He joined Speirs & Jeffrey in 2010 and is a Chartered Member of the Chartered Institute for Securities & Investment.

He graduated from the University of St Andrews with an honours degree in Business Management. He then studied for a postgraduate qualification in Investment & Finance at the University of Strathclyde before joining Speirs & Jeffrey in 2010 and becoming a director. Speirs & Jeffrey was fully integrated with Rathbones in July 2019.

Adam Greaves

Investment manager
Adam Greaves
Investment manager

Adam graduated from the University of Southampton in 2008 with a BSc in Management Sciences with Accounting and joined Ernst & Young in Jersey, qualifying as a Chartered Accountant.

After five years at Ernst & Young, he moved to Brooks Macdonald International in 2013 as an investment manager and qualified as a Chartered Wealth Manager.  At Brooks Macdonald International, Adam was twice included in Citywire’s Top 30 under 30 financial professionals, and co-managed the offshore Managed Portfolio Service as well as discretionary management services for private clients, trusts, charities and pension funds.

At the beginning of 2018, after spending 10 years overseas, Adam decided to move to London and joined Rathbones.

Adrian Maxwell

Investment director
Adrian Maxwell Head shot - Rathbone Investment Management
Adrian Maxwell
Investment director

Adrian joined Rathbones in 2004 after graduating from the University of Liverpool with an honours degree in Financial Economics.

He specialises in the management of portfolios for charities, as part of Rathbones’ charity team, as well as managing private clients’ assets including ISAs, SIPPs and trusts.

Adrian is a CFA charter holder (Chartered Financial Analyst) as well as a Chartered Fellow of the Chartered Institute for Securities and Investment (CISI). He is a member of Rathbones group Stock Selection Committee and chairs the Charity Fixed Income and Collectives Committee.

Aimee Barker

Assistant investment manager, Rathbone Investment Management International
Aimee Barker
Assistant investment manager, Rathbone Investment Management International

Aimee is an assistant investment manager with Rathbone Investment Management International in Jersey. She graduated from Jersey International Business School with a first class honours degree in International Financial Services, awarded by the University of Buckingham. Aimee subsequently joined Rathbones in September 2017 as part of the Rathbone Graduate Entry Programme.

She is an Associate Member of the Chartered Institute for Securities and Investment, having passed in 2019 the Level 6 Certificate in Private Client Investment Advice & Management (PCIAM) with Merit.  Aimee also holds the Investment Advice Diploma.

Alan Dobbie

Fund manager
Alan Dobbie head shot - Rathbone Investment Management
Alan Dobbie
Fund manager

Alan joined Rathbones in October 2005. He became co-manager of the Rathbone Income Fund in October 2018. Alan has previously managed and co-managed a number of UK, European and global equity funds for Rathbones.

He graduated from the University of Strathclyde with an MSc Finance and also holds degrees in Accounting & Finance and Chemical Sciences from the Universities of Glasgow and Edinburgh, respectively. Alan holds the Investment Management Certificate (IMC) and is a Chartered Financial Analyst (CFA) charter-holder.

Alan Martin

Investment director, Rathbone Investment Management International
Alan Martin headshot - Rathbone Investment Management
Alan Martin
Investment director, Rathbone Investment Management International

Alan is an investment director for Rathbone Investment Management International and manages a range of private client, trust, corporate and charity portfolios. Alan is a Chartered Member of the Chartered Institute for Securities and Investment.

Alan began his career in offshore finance in 1987 with AIB Bank in Jersey and prior to joining Rathbones in October 2012, he was responsible AIB’s offshore investment proposition.

Alanah Fleming

Financial planner
Alanah Fleming
Financial planner

Shortly after joining Rathbones in 2015, Alanah completed her Diploma in Financial Planning from the Chartered Insurance Institute (CII). She obtained Chartered Financial Planner status in December 2018 and shortly after became a Fellow of the Personal Finance Society (PFS) in June 2019. 

She has over 9 years’ experience in the industry having previously worked for Brewin Dolphin assisting two financial planners. She has also spent time working from our Newcastle office.

Alanah provides tailored financial planning advice to our private clients in retirement accumulation and decumulation stages, tax efficient investments and structures, estate planning and protection planning.

Alastair Childs

Investment director
Alastair Childs head shot - Rathbone Investment Management
Alastair Childs
Investment director

Alastair is an investment director and a Chartered Fellow of the Chartered Institute of Securities and Investment.

Alastair has spent his entire working career in private client investment management in London, starting in 1984 at Vickers da Costa. Alastair joined Laurence Keen, which subsequently became part of Rathbones, in 1992.

Alastair Hunt

Investment director
Alastair Hunt headshot
Alastair Hunt
Investment director

Alastair is an investment director and Chartered Fellow of the Chartered Institute for Securities & Investment. He manages portfolios for a wide range of clients including private individuals, trusts and charities. His particular areas of interest include macroeconomics, technical analysis and alternative asset classes.

Alastair graduated from Durham University with an honours degree in Engineering. His financial career began at KPMG and Blackadders solicitors’ investment department before joining Speirs & Jeffrey in 2004. Speirs & Jeffrey was fully integrated with Rathbones in July 2019.

Alastair McLean

Investment director
Alastair Mclean Head shot - Rathbone Investment Management
Alastair McLean
Investment director

Alastair is a Chartered Wealth Manager and Fellow of the Chartered Institute for Securities and Investment. He has a law degree from The University of Dundee as well as an MBA from the University of Strathclyde Graduate School of Business.
 
He joined James Finlay Investment Management in 1987 where he worked as an investment manager until the company was acquired by Brewin Dolphin in 1996 where he served as a divisional director until joining Rathbones in 2015. 
 
Alastair has over 25 years of experience in private client investment management. He grew up in England but was educated in Scotland and works across the UK with a diverse client base specialising in the management of family wealth. He has long experience in collectives management as well as direct equity and bond market investment.
 
He has been a member of the Glasgow City Committee for Macmillan Cancer Support for the past ten years.

Alex Clay

Investment director
Alex Clay head shot - Rathbone Investment Management
Alex Clay
Investment director

Alex joined Rathbones as an investment director in 2002 and manages a large portfolio of high net worth private clients, their SIPPs and associated trusts. He started his investment career in London over 30 years ago at Henderson Administration where he trained. He subsequently helped establish the private client fund management department within Murray Johnstone before moving to Premier Asset Management.

Alex is a Chartered Wealth Manager and a Chartered Fellow of the Chartered Institute for Securities & Investments.

Alex Dow

Investment director
Alex Dow head shot - Rathbone Investment Management
Alex Dow
Investment director

Alex is an investment director, he has a joint honours degree in Politics, Philosophy and Economics from UEA. Alex is a Chartered Fellow of the Chartered Institute for Securities and Investments, holding the diploma, and is also a Chartered Financial Analyst charterholder.

Prior to joining Rathbones in December 2007, Alex worked at HSBC Investments (formerly James Capel) for eight years managing investment portfolios for charities and private clients. At HSBC Alex was a member of the UK Stock Committee and specifically covered the engineering, aerospace and defence sectors.

Alex Moore

Head of collectives
Alex Moore
Head of collectives

Alex is a head of collectives research for Rathbones. He is responsible for carrying out quantitative and qualitative analysis to select funds for recommended use within portfolios managed at Rathbones across different asset classes and strategies. He sits on Rathbone’s Collectives Research Committees and also assists the Rathbone multi-asset portfolios team with their collectives’ investments.

Alex joined Rathbones in May 2015. Prior to joining, he worked for the British Steel Pension Fund and Dimensional Fund Advisors, specialising in Asia-Pacific and Emerging Markets equity portfolio management. Alex graduated from the University of Durham with a BA (Hons) in Economics. He holds the Investment Management Certificate, is a member of the Chartered Institute for Securities & Investment, and is a CFA Charterholder.

Alex Richmond

Director of tax
Alex Richmond head shot - Rathbone Investment Management
Alex Richmond
Director of tax

Alex is director of tax at Rathbones and has been advising private clients and business owners for 20 years. Alex specialises in providing capital gains and inheritance tax advice and has a wide range of experience in  all areas of private trust work.

Alex Turnbull

Investment director
Alex Turnbull
Investment director

Alex is an investment director, his main focus is in managing assets for the not for profit, pension and corporate sector with a bias towards structuring segregated asset portfolios. He has particular expertise in corporate debt and equities, and where possible has a preference for direct investment of these asset classes. He chairs the Charity Asset Allocation and Stock Committee and also sits on the UK Equity and Fixed Income Committee for the Investment Management division of Rathbones.
Alex is Chartered Fellow of the Securities Institute and holds the Securities Institute Diploma, having qualified in 1989. Prior to joining Rathbones in 2008 he spent 20 years at HSBC Global Asset Management (formerly James Capel) where he was responsible for developing and leading the successful charity division.

Alexandra Jackson

Fund manager
Alexandra Jackson head shot - Rathbone Investment Management
Alexandra Jackson
Fund manager

Alexandra manages the Rathbone UK Opportunities Fund (previously called Rathbone Recovery Fund). She was appointed as co-manager in June 2014 and took over as sole manager in August 2017, specialising in small and mid cap UK equities.

Alexandra joined Rathbone Unit Trust Management in 2007 as an equity analyst, and then became assistant fund manager on the Rathbone Global Opportunities Fund.

Alexandra is a CFA charter-holder, holds the IMC and has a BA (Hons) in Economics from the University of Durham. She is a member of the Rathbone Investment Management Stock Selection Committee.

Alexandra Pike

Senior solicitor
Alexandra Pike
Senior solicitor

Alexandra joined Rathbones in 2017, having previously been a senior associate in the Private Client team at Wedlake Bell LLP.  Alexandra qualified as a solicitor in 2007, having trained at Mills & Reeve LLP.

Alexandra specialises in UK and offshore tax and trusts and is particularly experienced in: advising on and implementing tax efficient strategies for both UK and non-UK domiciliaries; advising in relation to onshore and offshore trusts; trust drafting; succession planning including drafting complex wills; administering estates (including cross-border estates); and capacity issues / OPG applications.

Alexandra has experience of advising entrepreneurial clients, trustees and landed estates.   

Alexandra is a member of the Society of Trust and Estate Practitioners.

Alfie Hayes

Investment sales consultant, East
Alfie Hayes head shot - Rathbone Investment Management
Alfie Hayes
Investment sales consultant, East

Alfie is an investment sales consultant and is a key point of contact for IFAs, brokers and DFM clients. He works alongside Andy Austin, responsible for the East.  

Before joining Rathbones in 2016, Alfie worked as a broker at BGC for 4 years, before spending a year at Franklin Templeton on the Sales desk. Alfie holds a BA (Hons) Politics degree from the University of Leeds.

Alfie Saunders

Trainee investment manager
Alfie Saunders
Trainee investment manager

Alfie is a trainee investment manager in the investment management team. He joined Rathbones in 2018 after completing his Bsc (Hons) degree in Finance and Investment from the University of Brighton. Alfie spent his first year at Rathbones in the anti-money laundering team, working on a regulatory project for both the UK and Jersey offices.

He completed the Level 4 Investment Management Certificate (IMC) in 2019.

Ali Johnson

Company secretary
Ali Johnson
Company secretary

Ali joined Rathbones on 1 April 2016 and was appointed company secretary on 1 May 2016. Prior to joining Rathbones, Ali spent 9 years as director of company secretarial services at Signet Jewelers having responsibilities for a wide variety of areas and functions during this time.  Ali graduated in law and is a Fellow of Institute of Chartered Secretaries and Administrators. 

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